A Prospective 1-year Follow-up Study of Adult Patients With Coeliac Disease
G. Galli; G. Esposito; E. Lahner; E. Pilozzi; V. D. Corleto; E. Di Giulio; M. A. Aloe Spiriti; B. Annibale
Disclosures
Aliment Pharmacol Ther. 2014;40(6):639-647.
Abstract and Introduction
Abstract
Background Adequate gluten-free diet (GFD) is the only treatment for coeliac disease (CD). However, no agreement has been reached on either how and when to assess patient adherence to GFD or its effectiveness on villous atrophy.
Aim To assess, in a prospective study, patient adherence to and efficacy of GFD on histological recovery after 1-year of GFD.
Methods Between 2009 and 2012, we enrolled 65 consecutive newly-diagnosed adult patients (median age 38 years, 18–70) with biopsy-proven atrophic CD. Patients were re-evaluated after 1 year of GFD with duodenal histology, serological assays, symptoms and a dietary interview based on a validated questionnaire. Complete histological recovery was defined as the absence of villous atrophy and ≤30/100 intraepithelial lymphocytes.
Results Overall, 81.5% of patients had adequate adherence (ADA) to GFD, whereas 18.5% had an inadequate adherence (IADA); 66% of ADA patients and no IADA patients achieved complete histological recovery (P < 0.00001). Among ADA patients, antibody seroconversion and symptoms were not significantly different between patients who achieved complete histological recovery and those who achieved partial histological recovery with P = 0.309 and P = 0.197, respectively. Multivariate analysis showed that Marsh 3C was a risk factor for incomplete histological recovery in ADA patients (OR 8.74, 95% CI: 1.87–40.83).
Conclusions This study shows that complete histological recovery after 1-year of GFD in adult patients, who are assessed as adherent to the GFD, can be obtained in 66% of patients. Patients with severe histological damage at diagnosis are at risk for incomplete histological recovery 1 year later.
Introduction
Coeliac disease (CD) is an immune-mediated disorder that affects approximately 1% of the Western population.[1,2] Patients with CD have intestinal lesions consisting of varying degrees of villous atrophy, crypt hyperplasia and intraepithelial lymphocytosis, as observed in duodenal biopsies.[3] The only known therapy is a lifelong gluten-free diet (GFD), which can lead to mucosal healing and improvements in symptoms and nutritional parameters. GFD may also prevent the onset of long-term complications, including malignancies.[4]
There is little evidence on the best method of assessing GFD adherence and mucosal healing during GFD. The evaluation of serum coeliac disease-associated antibodies, such as anti-transglutaminase and/or anti-endomysium (Ab tTG IgA and/or EMA), and the assessment of clinical symptoms are the most frequently used methods to assess CD patients during follow-up.[5–9] However, these antibodies often decrease and/or disappear regardless of histological healing and GFD adherence,[10–12] whereas the initial symptoms may improve right after the beginning of the GFD, even if the histological resolution is slower.[6,13,14] Therefore, antibody negativity and the disappearance of initial symptoms are not always reliable markers for assessing adherence and the histological response to diet. In adult patients on GFD, no agreement currently exists as to the necessity of gastroscopic/histological control during follow-up or regarding the appropriate timing.[15] In fact, the existing bodies of evidence contrast one another due to the retrospective nature of most relevant studies, which have used varying follow-up periods (ranging from 9 months to 33 years) and only sometimes adhered to validated methods of assessing GFD adherence.[11,16–20] Thus, few prospective studies have investigated intestinal histological recovery during GFD[12,21,22] using a validated tool for diet adherence.
The aim of this prospective study was to assess the adherence to and the efficacy of GFD on histological duodenal mucosa healing after 1 year of diet in newly diagnosed adult subjects.
Materials and Methods
Study Population
From January 2009 to December 2012, 65 consecutive newly diagnosed patients (72.3% female) with coeliac disease were included. All patients (pts) were adults (median age 38, range 18–70) and had atrophic disease. A total of 57 patients (87.7%) had serological positivity at the time of diagnosis (anti-tTG and/or EMA IgA antibodies), and 19 (29.3%) had autoimmune or endocrinological comorbidities associated with coeliac disease, such as hypothyroidism (n = 9 pts), hyperthyroidism (n = 1 pt), type I diabetes mellitus (n = 4 pts), autoimmune hepatitis (n = 1 pt), psoriasis (n = 3 pts) and multiple sclerosis (n = 1 pt). For each patient, the signs/symptoms leading to CD diagnosis were collected, as follows: 18 patients (27.7%) had gastrointestinal symptoms (including diarrhoea, abdominal pain and distension or irritable bowel syndrome-like symptoms); 39 (60%) presented with extraintestinal manifestations, such as anaemia, nutritional deficiency (including osteopenia or osteoporosis), discomfort or gynaecologic alterations (such as infertility or poliabortivity); and 8 patients (12.3%) were diagnosed by screening due to diseases associated with CD or a family history of CD.
The study was approved by the local (Sant’Andrea Hospital) ethics committee, and written informed consent was obtained from each patient.
Study Design
At baseline, after the gastroscopy with biopsies had been performed but before the start of the GFD, all patients were interviewed using a structured questionnaire to collect their ages, presenting signs and symptoms and comorbidities. Patients were informed about the disease and the importance of following a lifelong GFD. A specific written information sheet regarding management during the first year of GFD was given to all patients. Moreover, before the start of GFD, all patients underwent serological assessment (Ab anti-TtG IgA and EMA, total IgA, red blood cell count, ferritin, triglycerides and cholesterol) and dual-energy X-ray absorptiometry (DEXA) to detect osteoporosis or osteopenia.
After 1 year of GFD, the patients submitted to a follow-up gastroscopy with at least four duodenal biopsies, and serological assays were repeated. GFD adherence was assessed during the clinical examination after 1 year of the diet using a dietary interview according to a validated structured questionnaire consisting of four questions about how the patients managed their GFD.[23] The aim of the questionnaire was to evaluate their real adherence to GFD, which is defined as either adequate, with a score of 3–4, or inadequate, with a score of 0–2.[23,24]
Clinical symptoms were also evaluated. Clinical well-being was defined as the complete resolution of baseline symptoms after 1 year of GFD. Clinical improvement was defined as a resolution of at least 50% of the baseline symptoms after 1 year of GFD. DEXA was repeated after 1 year, when the baseline bone mineral density values were below the normal values.
Diagnostic Investigations
Endoscopic Procedure. Gastroscopy with at least four biopsies obtained from the second part of the duodenum was performed in all patients using a flexible video-gastroscope (Olympus GIF-Q165). The endoscopic appearance was assessed based on the following proposed classifications:[21] ‘normal’ endoscopic appearance, ‘mild’ endoscopic alterations (micronodular bulb, granular mucosa in the second part of the duodenum), ‘moderate’ alterations (scalloping of the duodenal folds, reduction in the duodenal folds) and ‘severe’ alterations (mosaic pattern of the mucosa in the second part of the duodenum and loss of the duodenal folds). The same classification system was used to assess the endoscopic appearance 1 year after beginning the GFD; the endoscopist who performed the follow-up gastroscopy was unaware of the baseline endoscopic appearance.
Histological Classification. The biopsies were examined by an expert pathologist (EP) after haematoxylin and eosin staining and immunohistochemical staining for CD3 counts. The pathologist (EP) was unaware of the clinical data of the patients; biopsies were analysed using the Marsh classification system modified by Oberhuber.[1,3] Complete histological resolution of villous atrophy associated with the absence of crypt hyperplasia and ≤30/100 intraepithelial lymphocytes was defined as ‘complete histological recovery’ (Marsh 0). The partial or absent improvement of at least one grade on the Marsh classification compared with the initial histology was defined as ‘partial histological recovery’ or ‘no histological recovery’, respectively.
Serological Assays
Anti-endomysium (EMA) and anti-transglutaminase (tTG) IgA antibodies were assessed in all patients at diagnosis and at the 1-year point after GFD initiation. An indirect immunofluorescence assay was used to detect the IgA EMA in monkey oesophagus sections. IgA tTG Abs were assayed using an enzyme-linked immunosorbent assay kit commercially available from Eurospital (Trieste, Italy). Other blood assays, such as ferritin, red blood cell counts, total cholesterol, triglycerides and total IgA, were performed using standard laboratory techniques.
DEXA
The bone mineral density (BMD) in the lumbar spine and left femoral neck were measured by dual-energy X-ray absorptiometry (DEXA). The BMD values were expressed as standard deviation scores that compared the individual BMD measurements to those of young adults (T-score). Based on the World Health Organization criteria, T-scores between −1.0 and −2.4 indicated osteopenia, and scores of −2.5 or less indicated osteoporosis.
Statistics
Data are expressed as medians and interquartile ranges or values and percentages. Comparisons between different groups were made using the Fisher’s exact test and Mann–Whitney U-test, as appropriate. A P value <0.05 was considered statistically significant.
Odds ratios (ORs) and 95% confidence intervals (CIs) were used to describe the associations and were obtained by logistic regression analysis. Age, gender, anaemia, hypocholesterolaemia and higher grades of histological damage (Marsh 3C) were included in the model to detect any possible factors linked to the persistence of histological duodenal damage. Two-tailed P values <0.05 were considered statistically significant. Statistical analyses were run using a dedicated software (MedCalc Software, Mariakerke, Belgium, version 12).
Results
Dietary assessment after 1 year of GFD showed that 53 patients (81.5%) had an adequate adherence to GFD (ADA), whereas 12 patients (18.5%) had an inadequate adherence to GFD (IADA). Table S1 http://onlinelibrary.wiley.com/store/10.1111/apt.12893/asset/supinfo/apt12893-sup-0001-TableS1.docx?v=1&s=d7f30c858792c205c11cc59c3a8f97be5707a4b9 shows the main biochemical, clinical, endoscopic and histological features, none of which was significantly different between the groups of CD patients.
Table 1 describes the responses of patients with ADA and IADA to GFD after 1 year. Regarding the clinical evaluation, 45 patients (85%) with ADA reported clinical well-being, and eight patients demonstrated clinical improvement. Further, two (16.7%) subjects with IADA achieved clinical well-being, and seven patients achieved clinical improvement (P = 0.00001). With regard to specific antibodies, the proportion of patients without seroconversion after 1 year of diet was similar in both groups (29.7% of patients with ADA vs. 30% of patients with IADA).
The gastroscopic findings were normalised in 17 patients (38.6%) with ADA and two patients (22.2%) with IADA (P = 0.331). Only CD patients with ADA achieved a complete histological recovery (Marsh 0) (66% vs. 0%; P < 0.00001), whereas 32% achieved a partial histological recovery. Despite strict adherence to the diet, one patient (2%) did not achieve any histological improvement. No patient with IADA achieved a complete histological recovery; 58.3% achieved a partial histological recovery; and 41.7% did not obtain any histological improvement.
Table 2 shows the features of ADA patients with complete histological recovery (n = 35) and partial histological recovery (n = 17) at diagnosis. At univariate analysis, the most severe degree of villous atrophy (Marsh 3C) at diagnosis was present in fewer patients with complete histological recovery than in those with partial histological recovery: n = 9 (25.7%) vs. n = 12 (70.5%) patients, P = 0.0028.
No differences were found between the groups with regard to gender, age, body mass index (BMI), comorbidities, presenting sign/symptoms, antibodies positivity or gastroscopic appearance.
Regarding the biochemical and nutritional parameters, univariate analysis showed that between patients with complete histological recovery and patients with partial histological recovery, there were no significant differences in the ferritin or triglyceride levels (respectively P = 0.141 and P = 0.964), whereas the haemoglobin and cholesterol levels were lower in patients with partial histological recovery (respectively P = 0.041 and P = 0.008). In patients with osteoporosis, a higher percentage of partial histological recovery (P = 0.036) was observed.
A logistic regression model including possible factors linked to the persistence of histological duodenal damage after 1 year of GFD showed that Marsh 3C damage (OR 8.74, 95% CI 1.87–40.83) was associated with a lack of complete histological recovery after 1 year of GFD.
Table 3 shows patients' features after 1 year of GFD. Among patients with complete histological recovery, 32 (91.5%) achieved clinical well-being, compared with 13 (76.5%) with partial histological recovery; respectively, three (8.5%) and four (23.5%) of these patients achieved symptom improvement. However, these differences were not statistically significant, at P = 0.197 and P = 0.197, respectively.
The antibody seroconversion (Ab tTG IgA and/or EMA) was 80% and 64.7% in patients with complete and partial histological recoveries, respectively, and seven patients (24.1%) with total histological recovery and six (35.3%) with partial histological recovery were still positive for the antibodies. The P value for these results was 0.309, showing no significant difference between the groups.
With regard to the gastroscopic findings, normalisation was described in 13 patients (72.2%) with complete histological recovery and in four patients (50%) with partial histological recovery; there was no statistically significant difference (P = 0.366) between the groups.
All nutritional parameters were increased after 1 year of GFD compared to baseline, regardless of complete or partial histological recovery and without significant differences.
As previously described, one patient did not achieve any histological improvement despite strict adherence to GFD. This patient, at 1 year, did not achieve antibody seroconversion but observed improvement in the clinical status and nutritional parameters at the resolution of anaemia (Hb 11.8 g/dL vs. Hb 13.8 g/dL). This subject was thus considered refractory to the diet.
Discussion
This study shows that complete histological recovery is obtained in 66% of patients after 1 year of adequate GFD. It has previously been observed that GFD adherence is highly variable, depending on the population considered; indeed, strict adherence was observed over a range from 36% to 93%.[16,21,22,25–30] In previous studies, interviews performed by dedicated dieticians or using unvalidated questionnaires represented the most common methods of assessing GFD adherence. In our study, we observed that 81.5% of patients had an adequate adherence to the diet, a higher percentage than that observed in previous studies. Most likely, each patient’s awareness of his or her study participation represents a valid explanation for the observed high adherence to GFD; such a phenomenon was also reported by the recent BSG guidelines.[15] The use of a validated dietary questionnaire,[23] also validated in a multicentre setting,[24] at the 1-year follow-up point is a simple and practical method of discriminating those patients with adequate adherence to the diet from those with inadequate adherence.
Concerning mucosal healing, previous studies showed that the percentages of histological recovery after starting GFD are extremely broad, ranging from 8% to 96%, with a median of 46%. However, these results were mostly obtained regardless of the patient’s adherence to GFD.[11,16–21,25–27,31] Although the majority of these studies delegate dietary assessment to dieticians, differences in the methods used and the lack of a validated tool for dietary assessment may explain the observed results’ variability. It has been well established that coeliac patients with inadequate adherence to diet do not completely recover from the histological mucosal damage.[4,8] Our results show that none of the patients with inadequate GFD adherence completely recovered from histological damage; 58.3% showed only partial histological recovery, whereas 41.7% did not achieve any histological recovery. This finding suggests that a validated dietary assessment may be used as a tool to identify those patients who do not follow an adequate GFD to avoid useless gastroscopic control.
Another innovative aspect of this study is represented by the histological criteria used for complete mucosal recovery. The latter status is defined as the absence of villous atrophy and crypt hyperplasia in presence of normal lymphocytic infiltrate (≤30/100 IELs, Marsh 0). Previous studies have considered the disappearance of villous atrophy alone to signal histological healing after GFD, thereby considering non-atrophic damages, such as Marsh 1 and Marsh 2 as histological healing. Most authors have considered both lymphocytic infiltration and crypt hyperplasia as lacking specificity.[11,17,20,23,26,31–35] However, the data on the outcomes of non-atrophic lesions in patients with CD have been poor and conflicting,[10,20] particularly because there are insufficient studies on coeliac patients after GFD.[35] For this reason, we believe that the absence of villous atrophy and crypt hyperplasia in presence of normal lymphocytic infiltrate is truly representative of histological healing, according to the standardised classification (Marsh modified by Oberhuber).[1,3]
Another peculiar aspect of our study is that we enrolled only adult CD patients. Many studies have considered both adults and children.[10,17,19,20,32] However, intestinal histological healing in children after GFD has been shown to occur earlier and to a greater extent than in adults, with a complete histological recovery of 95%.[11,19,20,25] We believe that the enrolment of both children and adults in the same study may be misleading, ultimately resulting in an overestimation of the complete histological recovery.
Coeliac antibody positivity has been described as both linked[22,25] and not linked[12,27,28] to GFD adherence. In our study, serum antibodies (Ab tTG IgA and/or EMA) were positive after 1 year in patients with adequate and inadequate adherence to GFD, with overlapping percentages (29.7% and 30%). This result suggests that evaluating serum antibodies during GFD does not clearly distinguish patients with adequate GFD adherence from those with inadequate adherence.
Several studies have shown that antibody positivity after the start of GFD is more frequently associated with intestinal damage;[17,25,27] moreover, antibody negativity is not necessarily related to histological recovery and may in fact be associated with false-negative results.[7,10,11,19,22,25,27] In our study, antibody seroconversion after 1 year of GFD did not always indicate a complete resolution of the histological damages because seroconversion was evident in 64.7% of patients with partial histological recovery. In addition, the antibodies were still positive in 24.1% of patients with complete recovery of histological damage; this percentage was not different from that of patients with partial histological recovery (24.1% vs. 35.3%, P = 0.309). This finding confirms the possibility of antibody positivity in patients with complete mucosal recovery, as previously reported.[6,10,27] Thus, the determination of antibodies as a surrogate marker of histological healing and GFD adherence should be used with caution.
Symptom evaluation after 1 year of adequate adherence to GFD shows that well-being is obtained in a higher percentage of patients with complete histological recovery (91.5%) than in patients with partial histological recovery (76.5%), although these values are not significantly different. This result suggests that symptom resolution after 1 year of adequate adherence to GFD is not strictly associated with complete histological recovery. This finding is consistent with those of other studies reporting that, despite clinical improvements during GFD, histological damage may persist because clinical well-being is observed after a few months of GFD, though complete histological recovery takes more time.[6,13,14,26]
A lack of adequate adherence to GFD has been described as the most common cause of persistent symptoms in CD.[25,36] In fact, this study shows a highly significant persistence of clinical symptoms among patients whit inadequate adherence to the diet compared with those with adequate adherence (P = 0.0001). Our study confirms that persistence of symptoms may be indicative of an inadequate adherence to GFD.
Our results show that after 1 year of GFD, the BMD and biochemical/nutritional parameters were not significantly different between patients with partial and complete histological recoveries. Previous studies assessing the effect of GFD on BMD and biochemical/nutritional parameters have shown that after the beginning of GFD, there is a gradual improvement in these parameters that may not align with the histological recovery.[37,38] These data suggest that even nutritional parameters may not be reliable markers to assess recovery from histological damage.
The factors that influence histological healing in coeliac patients on GFD include age at diagnosis,[16,19–21,32] severity of histological damage,[16,20,21,26] gender,[16,32] duration[21,26,32] and adherence to GFD.[16,32] In our study, we used a logistic regression model to evaluate the reported risk factors for a lack of complete histological recovery. A higher degree of histological damage at diagnosis (Marsh 3C) emerged as the only significant influence. According to our results, patients with more severe histological damage at diagnosis will have a longer histological recovery time suggesting that in adult coeliac patients, despite a strict adherence to GFD, severe damage may require longer than 1 year for complete recovery. Consequently, the repetition of the gastroscopic and histological assessment should be delayed to 18–24 months.
Considering the significant association between persistent histological damage and the risk of lymphoproliferative malignancies,[26,39] an important conceptual question should be asked of our study. How should we consider patients with a partial histological recovery after 1 year of adequate GFD? For instance, such patients could be considered ‘slow responders’,[10,13,26,31,32,39] exhibiting a gradual healing process without risks of malignant complications, or ‘histologically refractory’,[10,13] reflecting the persistence of histological damage and consequent risk for malignant complications. Although, the present study is not able to settle this question because it was designed to obtain data on the first year of follow-up, it should be kept in mind that no agreement exists regarding the best timing for repeated gastroscopic/histological testing in coeliac patients. This lack of agreement is even less clear in patients who do not achieve complete histological recovery after beginning GFD. Therefore, the present results suggest further research into establishing an optimal timing for repeated gastroscopic/histological assessments in coeliac patients.
In conclusion, this prospective study shows that after 1 year of GFD adherence among adult patients completing a validated dietary questionnaire, complete histological recovery was obtained in two-thirds of the subjects. Furthermore, patients with more severe histological damage (Marsh 3C) at diagnosis are at greater risk for incomplete histological recovery at the 1 year.